Risk Management Associate - Broker Dealer Job at Phaxis, New York, NY

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  • Phaxis
  • New York, NY

Job Description

Base Pay Range $100,000.00/yr - $135,000.00/yr Location: New York, NY Employment Type: Full-Time About the Company A growing trading and clearing firm is expanding its Risk Management team. The firm provides a full suite of services across equities, equity options, and fixed income, offering clients a comprehensive trading and financing infrastructure. The environment is fast‑paced and collaborative, with significant exposure to active trading operations and market‑facing risk. Role Summary The Risk Management Associate will be responsible for monitoring, analyzing, and reporting exposure across the firm's correspondent and direct trading clients. You'll work closely with senior risk officers and trading teams to ensure proper oversight of market, credit, and liquidity risk. Key Responsibilities Monitor daily exposure of correspondent broker‑dealers and active trading clients. Serve as a secondary layer of risk oversight for correspondents. Support the ongoing monitoring of equity and equity options positions. Assist with margin and credit assessments to ensure compliance with internal and regulatory limits. Collaborate with traders, operations, and technology to identify and mitigate emerging risks. Preferred Qualifications Bachelor's degree in Finance, Mathematics, Economics, Engineering, or a related quantitative field. Series 7 or 57 license (or willingness to obtain). Familiarity with margin requirements and equity/equity options risk management. Experience with trading and risk platforms (e.g., Sterling, DAS, Takion, Succession). Strong analytical and Excel skills. Ability to perform under pressure in a fast‑moving trading environment. #J-18808-Ljbffr Phaxis

Job Tags

Full time,

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